Fitness and Probity Regulation Specialist

  • Posted 2024-11-18
  • Dublin 1, Ireland
  • Wealth Management
  • Full time
A leading wealth management firm are seeking a Regulation Specialist (Fitness and Probity) to join the HR team on a full-time basis. In this position, you will lead the management of the Fitness & Probity and IAF regimes across the firm. You will play a key role in ensuring the firm meets its regulatory commitments.

Key responsibilities will include:
  • Support on all fitness and probity assessments i.e. Controlled Function & PCF applications
  • Work with the regulatory bodies to submit all required documents
  • Maintain the F&P register and the IAF life cycle of activities
  • Conduct Assurance Testing on the performance of controls within HR
  • Engage closely with the Risk and Compliance teams

Requirements

Key requirements will include:
  • Previous experience in a similar role with a background in Compliance/Risk/Legal
  • Knowledge and understanding of Fitness & Probity/regulatory operational processes
  • Strong communication ability in dealing with senior stakeholders and regulatory bodies
  • Strong understanding of Risk & Compliance and interest working in this space
  • Exposure to CBI interaction

Benefits

Strong benefits on offer, if you are interested, apply with your CV now or contact Sean at skeogh@elevatepartners.ie.