Compliance Manager (Governance & Policy)

  • Posted 2024-05-03
  • Dublin, Ireland
  • Financial Services
  • Full time
A leading financial services team are seeking a Compliance Manager (Governance & Policy) to join their team. Reporting to the Head of Compliance you will be responsible for developing and communicating relevant Compliance Policies, setting out FS Compliance requirements and provide policy implementation and interpretation.

Key Responsibilities:
  • Engage in 2LOD Compliance Risk Governance Committees and participate in relevant First Line of Defence Governance Committees
  • Aid in the development of Compliance Policies and ensure they are implemented
  • Review and update existing Compliance Policies for new/amended Regulatory Requirements
  • Facilitate the development of an annual risk based Compliance Monitoring Plan and provide specialist compliance advice to ensure adherence to policies, regulations and standards
  • Communicate with the regulator on relevant policy and framework updates and amendments 


Requirements

  • At least 4 years' experience in a Senior Compliance role within Financial Services with a focus on policies and governance
  • A relevant certificate obtained in Compliance
  • Strong understanding of current regulations and experience working with the regulator on a frequent basis
  • People management experience and ability to lead teams 
  • Strong experience working within a 3LOD Risk Management model

Benefits

The company are offering a flexible working model and strong benefits, if you are interested apply now or email Sean at skeogh@elevatepartners.ie.