Compliance Manager | Financial Services

  • Posted 11/06/2019
  • Dublin 2, Ireland
  • Financial Services
  • Full time

A highly regarded investment firm has an opening for a senior compliance professional to join their regulatory and compliance function.

Your role:
  • Provide advice to the group’s trading, research, broking and corporate finance functions regarding regulatory changes; 
  • Manage the regulatory relationship with relevant regulators
  • Review general Capital Market queries and provide timely advice to the business in respect of compliance matters; 
  • Conduct compliance monitoring for capital markets business
  • Develop and implement the firm's compliance policies and procedures;
  • Input to the periodic risk assessment, testing and surveillance processes


  • Degree or Masters in Business or Economics or similar.  Professional qualification (e.g. LCOI) desirable
  • 8-10 years’ experience in a compliance or legal function in the investment management sector
  • Have an in-depth understanding of MiFID II, MAR & EMIR as well as other trading regulations
  • Proven ability to work as part of a collaborative team and willingness to embrace a variety of issues
  • Exposure to US and UK markets advantageous


Package: €Attractive plus bonus and benefits